Christopher Megone, Department of Philosophy, University of Leeds, UK
Encyclopedia of Applied Ethics (Second Edition), 2012, Pages 189-204
Abstract
Aristotelian ethics develops as a systematic response to two
key questions: “What is eudaimonia or happiness (the ultimate good for a whole
human life)?” and “Does virtue pay?” Aristotle defends the view that virtue
pays by arguing that the active life of ethical virtue, not a life of wealth or
pleasure, for example, constitutes eudaimonia. In developing this position,
Aristotle grounds his account of eudaimonia in his account of human nature and
articulates in detail both what virtue is and how it is acquired. He also
discusses the role of other internal and external goods in happiness. The
resultant theory is a virtue theory in which the virtuous (right) action is
that which the phronimos (practically wise man) would do. The richness of his
account of virtue and its acquisition allows this to be an informative approach
to issues in applied ethics. Details of the picture are also relevant to a wide
range of specific applied questions.
Keywords
Character; Choice; Friendship; Happiness (Eudaimonia);
Habituation; Human nature; Pleasure; Practical wisdom; rationality; Ultimate
good; Virtue; Wealth
Introduction
Aristotle certainly wrote two works on ethics, the
Nicomachean Ethics (NE) and the Eudemian Ethics. He may also have written the
Magna Moralia. Although it is a matter of dispute, the NE is widely believed to
be the most definitive account of his views and this article will draw
primarily on that text. However, Aristotle was a systematic thinker. He
recognized that in addressing central questions in ethics he also needed to
attend to issues in the philosophy of mind and action, metaphysics, and political
philosophy. Hence a discussion of his ethics must also draw, from time to time,
on works such as De Motu Animalium, Metaphysics (MP), Physics (Phys.), and
Politics (Pol.).
What follows has been divided into six main sections. These
examine:
1. The broad outlines of an Aristotelian approach;
2. His views on method in ethics, views that obviously
determine the nature of his discussion;
3. The answers he develops to the central questions he sets
himself, answers focusing on the importance of what are sometimes termed
internal goods: virtues of character and of the intellect;
4. His account of external goods such as wealth, friendship,
and a good family, as well as another internal good, pleasure;
5. Some prominent features of the theory; and
6. The practical implications of Aristotelian ethical theory
and specifically its influence on some contemporary debates in applied ethics.
Aristotle’s Approach to Ethics
Aristotle followed Plato and Socrates in the questions he
identified as central to the study of ethics. Socrates’s key question is: “What
kind of life should one live?” In the NE Aristotle raises this question in
terms of the notion of an ultimate good. He observes that if there is some
ultimate good at which we all aim in actions it will be of no little importance
to discover it (NE, 1094a 1–26). He then notes that all reach verbal agreement
that the ultimate human good is a life of eudaimonia (NE, 1094a 14–20). Despite
this verbal agreement, there is disagreement as to what eudaimonia consists in.
So Aristotle’s key question is, in effect: “What does eudaimonia consist in?”
Two remarks about this approach are worth making at the
outset. First, the question of what Aristotle means by eudaimonia is a matter
of some dispute. What has already been said is simply that there is general
agreement that it is the ultimate human good. Second, Aristotle initiates
discussion of this issue with the claim that all human action aims at some
good. This, too, needs examination, but this starting point already shows how
for him an understanding of ethics is tied to a full understanding of the
nature of human action.
Aristotle also has in mind, like Socrates and Plato, a
second question: “Does virtue pay?” He does not raise this question explicitly,
but it is implicit in his investigation of the relation between the life of
virtue and that of eudaimonia. The question of whether virtue pays is much like
the contemporary question: “Why be moral?”, save that it is expressed here in
terms of the language of virtue. In adopting that language, then, Aristotle is
following Socrates and Plato in developing an approach to ethics that focuses
on the virtues. He is a virtue theorist. But he is not merely following
authorities. Talk of virtues such as justice and courage was central to the
everyday language of praise and blame in his time, with vices and other defects
of character equally relevant. That language still makes sense too. In
day-to-day life, cries for justice are heard worldwide and those who are
courageous, or just, or wise, are still commonly thought admirable. In
addressing the question of whether virtue pays, the Greek thinkers recognized
that reflection needs to explain to us why it is justifiable to admire the
virtuous. If such common attitudes are to be retained, reflection needs to show
that they are not mistaken.
A virtue theory such as Aristotle’s has access to a rich
vocabulary for ethical reflection. Aristotle’s concern is not simply with right
and wrong, but with courage and cowardice, wisdom and foolishness, justice and
injustice. His discussion is also one that can allow that weakness of
character, or strength of character (NE, 1145a 15–20), should be accounted for
by an adequate moral theory. In these sorts of ways, his approach has been held
to be more sensitive than rival contemporary theories to the nuances of
everyday moral debate.
Aristotle’s ethics, then, has a broad framework provided by
the two questions noted above. Within that framework other questions arise.
First, in examining what eudaimonia consists in he takes account of prominent
existing views. In Republic (540a–b), Plato had indicated that the life
philosopher kings would really wish to pursue was one of intellectual inquiry
or reflection. Predecessors had also debated the value of pleasure in a good
life and the importance of other external goods such as wealth and friendship.
Thus Aristotle is interested in the role of all these competitors in a eudaimon
life. This arises directly from attending to his first question, but his answer
to that leads him to discussion of the nature of both friendship and pleasure;
and to focusing on the role of theoria (contemplation, or reflective
understanding, perhaps) within eudaimonia.
Second, while Aristotle needs to spell out the nature of
eudaimonia, clearly any account of its relation to virtue requires him to also
provide a definition of virtue. Thus he faces the Socratic “What is it?”
question both in relation to virtue as a whole and with regard to specific
virtues. Similarly, he also needs to address the question of the relation
between the virtues, whether they constitute a unity, or are in some sense
identical. Then, in developing a full account, he must focus on the role of
seminal virtues such as justice and courage, as well as practical wisdom
(phronesis), an intellectual virtue particularly important for ethical virtue.
Third, the discussion of virtue leads to a discussion of
motivation for action. In the early Platonic dialogues, what seems to be a
Socratic account of virtue is developed, one in which all desires aim at the
good and virtue is thus identified with knowledge (of the good), a position
leading Socrates to reject the possibility of weakness of will (as reported by
Aristotle (NE, 1145b 21–35)). In Republic (434e–444e), Plato develops a moral
psychology that makes room for such a phenomenon, and thus will require a
different account of virtue. Despite their differences, what both these
predecessors make clear is that there is a tight connection between virtue and
action, and in particular that an adequate account of virtue will involve a
properly developed moral psychology. Aristotle follows them, too, in taking it
as a constraint on the adequacy of a theory that it should give a satisfactory
psychological account of defective conditions such as weakness of will and
vice. Thus Aristotle’s account focuses on the nature of (ethical) motivation
and in particular the role of reason and desire in action, and so their part in
a defensible definition of virtue.
Finally, Aristotle notes at the outset of NE that ethics is
a branch of political philosophy (NE, 1094a 24–8). Thus for him the investigation
of eudaimonia raises the question of the relation between the achievement of
the ultimate good and the kind of society a citizen inhabits. This was of
course a key theme of Plato’s Republic. Aristotle takes the matter further
through a discussion of human nature, and proper human development, taken up
also in the early chapters of Politics (1252a 1–1253a 39). For Aristotle too,
therefore, discussion of the virtuous individual intertwines with reflection on
the just society.
If these are the issues that Aristotle’s ethical theory
embraces in addressing his two main questions, an outline of his approach may
conclude by indicating the general nature of his response to those questions.
Taking the two questions above in reverse order, Aristotle
defends the view that virtue does indeed pay. He shows this by arguing that the
active life of practical virtue, not a life of wealth or pleasure, for example,
constitutes eudaimonia.
To defend more fully this claim that virtue is worthwhile,
Aristotle develops his conceptions of both eudaimonia and virtue. His account
of eudaimonia rests on an argument he introduces concerning human nature. This
is because in his view the ultimate human good is produced when a human
fulfills his nature, realizes (or actualizes) his distinctively human
potential. (In an Aristotelian metaphysical picture, members of a biological
kind such as humans consist of a set of powers or potentials which are realized
or actualized over time. Thus we might say that a human infant has the potential
to speak a language and if properly nurtured and educated the developing human
will realize or actualize that potential, becoming a fluent speaker. In what
follows I will use the terminology of ‘realizing’ potential.) The distinctively
human potential (or essential potential) is the potential to live a life guided
by reason. So the ultimate human good is achieved when an individual fully
realizes his potential for rationality. Thus Aristotle’s answer to the first
question is that eudaimonia consists in a maximally rational life.
Aristotle then produces and defends a conception of
practical virtue such that a life of practical virtue will exhibit rationality
maximally (at least in the practical sphere). Thus he argues that the virtues
are states of character that enable the agent to reason (practically), and so
act, fully rationally.
Thus it is that the virtuous life produces eudaimonia. The
virtuous life is the fully rational life and humans are such that the ultimate
human good, eudaimonia, is realized in a fully rational life. Thus practical
virtue and eudaimonia are linked, in Aristotle’s view, by the concept of
rationality, and his conception of human nature as having a goal or telos, such
that the flourishing human fully develops that rationality.
As noted earlier, Aristotle is aware of the widely held
views that pleasure, wealth, friendship, and good family are valuable, and he
seeks to accommodate these views within his theory. Thus he argues that the
fully virtuous life is indeed pleasurable, providing an argument that depends
on an analysis of the nature of pleasure. He also indicates the relevance of
wealth and family for virtue. Finally he analyzes friendship suggesting that
its paradigm form is friendship of the virtuous, and indicating that its
significance is related to the importance of the state in the realization of an
individual virtuous life.
To begin with, though, Aristotle’s remarks on method in
ethics need attention. They help to explain how he arrives at his position, as
well as revealing what he takes to be the purpose of ethical theory. Both these
points are relevant to the use of Aristotelian theory in applied ethics.
Aristotle’s Method in Ethics
In NE I and VII, Aristotle makes various methodological
remarks concerning the study of ethics. His views can be divided into three
categories. First, he notes some constraints on the study of ethics, in
particular on what sort of results can be expected in ethical inquiry. Second,
he remarks on the sort of student that can benefit from engaging in ethical
inquiry. These remarks are made in the light of both where ethical discussion
must begin and what its purpose is. Finally he offers a suggestion on how to
assess the conclusions of a discussion. All these ideas provide insights into the
nature of the philosophical study of ethics (and thus of applied ethics), as
well as aiding the understanding of Aristotle’s own preferred theory.
Precision in Ethics
Aristotle begins by remarking that different degrees of
precision or clarity can be expected in different areas of study, so it will be
sufficient in ethics to indicate the truth roughly and in outline. He
illustrates his general idea here by noting that persuasive reasoning is
evidently not adequate in mathematics, while on the other hand one should not
expect demonstrative proofs of a rhetorician. Why should imprecision be
expected in ethics? He appeals to the imprecision in its subject matter. Fine
and just acts exhibit much variety and fluctuation; and even good things
fluctuate in the sense that they sometimes harm people: the courageous
sometimes die as a result of their courage (NE, 1094b 10–27).
It is not clear exactly how these remarks are to be taken.
There has been some discussion as to what sort of knowledge Aristotle thinks possible
in ethics, and whether he thinks it comparable with scientific knowledge.
Questions have also arisen as to whether these remarks support some kind of
relativist interpretation of his theory. However, he continues to talk of
indicating the truth in ethics, as if there were truths here as in other areas
of inquiry, mathematics, for example, but their content was less precise.
Perhaps his key point is that even though results in ethics do not take the
same form as those of mathematics, there is no reason to think it any less
possible to discover truths and attain knowledge.
At a more practical level, the remarks suggest that it will
be hard to spell out what justice, for example, requires, in terms of general
rules such as “always return what you borrow” or “always keep promises.” They
also suggest that it might be hard to produce any systematic method, such as
the classical utilitarian calculus, in the light of which to determine what act
is correct on any occasion. Such a calculus does not suppose a system of rules,
so is consistent with variety in that way, but it does suggest that there is a
reliable universal guide to what is good, while Aristotle seems to be claiming
that such attempted generalizations are always defeasible. Some of these ideas
are developed more explicitly in NE V and IX.
Precision and Casuistry in Ethics
In discussing epieikeia (equity) in NE, V, 10 and friendship
in NE, IX, 2, Aristotle makes clear that in ethical matters universal laws are
not possible. Certain matters of distributive justice arise at the level of the
state, and for these issues laws are needed. But even if these laws are made by
just rulers Aristotle suggests they will break down: “… all law is universal
but about some things it is not possible to make a universal statement which
shall be correct.” He indicates that in such cases the law must take the usual
case, even though it is not ignorant of the possibility of error. And, as in
book I, he holds that the law in such cases will be correct, “for the error is not
in the law, nor in the legislator, but in the nature of the thing” (NE, 1137b
13–19). In other words, laws are needed since they will be true for the most
part and thus worth having, but the ethical realm is subject to so much
variation in detail that even the best generalizations will break down.
In NE, IX, 2 Aristotle spells this out with a series of
cases. For example, he asks whether one should show gratitude to a benefactor
or oblige a friend, if one cannot do both, and observes that all such questions
are hard. The reason is that they admit of “many variations of all sorts in
respect both of the magnitude of the service and of its nobility and necessity”
(NE, IX, 2). Nonetheless he again emphasizes the value of generalizations,
noting that for the most part we should return benefits rather than oblige
friends (NE, 1164b 25–33).
The main point here is the nature of the results one might
expect to attain in the study of ethics. One cannot expect to discover
completely reliable universal rules either about what acts are required of
agents or even about the reliability of goods such as courage. The main reason
for this is the enormous variation in the details of the situations agents
confront. Nonetheless, Aristotle also indicates that we can expect to find
truths in ethics, and that the truth will be constituted in part by
generalizations that are broadly reliable. Clearly, these remarks have direct
implications for practical decisions. If laws break down in this way, what is
to be done in the unusual case? If Aristotle holds that there are truths in
this area, how are they to be discerned? In other words, the remarks above
raise questions as to what sort of practical implications Aristotle thinks an
ethical theory can have. This will be addressed in the section titled
“Eudaimonia, Pleasure, and External Goods” but, broadly speaking, Aristotle’s
remarks in NE, V, 10 indicate that he favors a casuistical approach to those
cases where the usually reliable generalization breaks down.
Starting Points, End Points, and Suitable Students of
Ethics
In NE I, 3 Aristotle argues that a young person is not a
suitable student of ethics, for two reasons. First, the young lack relevant
true beliefs that are necessary if one is to start doing ethics, they are
ignorant of the actions of life; and, second, they are unlikely to benefit from
the study of ethics because they tend to be ruled by their passions. In the
next chapter, he adds that if a student is to benefit from lectures on ethics,
he must be well brought up, that is, he must have a grasp on the “that” in
ethics, or at least be capable of grasping it when advised by others. The
reason for this is that in ethics we must begin with those things that are
evident to us (as opposed to what is evident without qualification) (NE, 1094b
27–1095b 13). These remarks as to how one should begin an inquiry in ethics can
be supplemented by what Aristotle says when investigating weakness of will in
NE, VII, 1. Here he notes that we must begin by setting the apparent facts
before us (NE, 1145b 2–3).
These ideas about starting points in ethics are important.
Very roughly, the idea here is that an inquiry cannot begin in a vacuum but
must take as its starting point certain widely held or prominent beliefs. The
inquiry then proceeds by examining these beliefs. This certainly seems to be
the procedure adopted in the investigation of acrasia in NE, VII, following the
passage referred to above, and also in the initial inquiry into the nature of
eudaimonia in NE I, 4-5 (noted already), where Aristotle reviews and examines
certain widely held beliefs about it.
If so, Aristotle requires that a student of ethics should
already hold beliefs of a certain sort in advance of study. The objective will
then be to examine those beliefs and, if a standard dialectical method is
adopted here, to seek knowledge (or understanding) by uncovering the
explanations (the whys) for those beliefs. (The position thus draws a
distinction between beliefs, or opinions, and knowledge, or understanding. At
the outset of an inquiry, the investigator begins with widely held beliefs. If
the inquiry is successful he will attain knowledge. The beliefs will be
justified in the sense that he will have discovered explanations for the
propositions believed.)
But what sort of beliefs must the student possess at the
beginning? First they must be beliefs acquired through experience of actions
(experience of circumstances in which significant choices have to be made), and
second they must be the sort of beliefs that are acquired through a good
upbringing. Some writers have supposed Aristotle to be very demanding here.
They suggest that philosophical ethics is only for those who are already good.
On this view a well-brought-up young person’s experience of actions will enable
him already to have entirely true beliefs as to what the good person should do
on any given occasion. Thus, it is said, the study of ethics will simply deepen
the student’s reflective appreciation of why the life he correctly believes to
be good is good.
Such a view suggests that Aristotelian ethical theory will
provide no practical advice at all. For the only possible students are those
who need no practical advice. The “that” they must already grasp, prior to
philosophical reflection, is what is required of them in any particular
circumstance. But there are reasons to doubt this interpretation. Common-sense
reflection suggests that if Aristotle had held this view he would have had no
students at all. For it seems unlikely that there is any human who has true beliefs
as to exactly what the right thing to do is in all possible circumstances.
Furthermore, attention to the cases in NE where Aristotle
adopts his method show him considering a range of widely held beliefs. This
indicates that suitable students need only be in a position to recognize these
as possible beliefs, and perhaps be inclined toward one of them. For example,
in the examination of eudaimonia in NE, I, 5, the starting points, presumably
the “that” some of which a student must know in advance, include the ideas that
the ultimate good is wealth or pleasure, which seem unlikely beliefs for
someone who only ever makes good choices.
Also telling is the other reason given above for rejecting
the young as students of ethics. Those who are young in age or young in
character will be dominated by their passions, so incapable of changing their
acts in line with any knowledge their study brings. Yet, Aristotle notes, the
point of ethical inquiry is action and not knowledge, a point reiterated in the
discussion of virtue (NE, 1095a 4–11 and 1103b 26–29). The significance of this
claim can be backed up by attention to an earlier remark that knowledge of
eudaimonia will make us more likely to hit upon what is right (NE, 1094a
22–24). Taken together, these assertions suggest that ethical inquiry
(well-conducted) is likely to make us change our actions (for the better) in
particular circumstances. At least ethical inquiry is intended to achieve that.
But if the students of ethics were all wholly virtuous already, ethical inquiry
could not make them more likely to do the right actions. All their actions
would already be correct.
However, if the requirement is not that students should
already have entirely virtuous beliefs, what must a young person who is well
brought up believe, prior to studying ethics? One possible interpretation would
take Aristotle to be setting down a minimal requirement, that experience of the
actions of life must have given suitable students a sense of right and wrong,
or good and bad, enough to grasp the significance of these distinctions.
Lacking this, the prospective student would be unable to see the point of
investigating the ultimate human good.
An alternative interpretation would be that the potential
ethicist must already have some correct beliefs about which acts are right,
which are wrong, not just the simple view that there is a distinction. On this
second view, what will need explaining is why certain correct acts are right,
why others are wrong, and this is the sort of thing one might expect a
conception of the ultimate good to explain.
These reflections suggest that the “that,” possessed by a
suitable student, might include beliefs of an abstract (meta-) level, for
example concerning the link between virtue and happiness, or the occurrence of
weakness of will; and beliefs as to what virtue requires, or what right action
is in a particular case, for example how the courageous person will act in
certain circumstances. Furthermore, the student of ethics may be mistaken about
at least some of these, of both types, prior to study.
Suppose then that a suitable student must have beliefs of
this sort. Inquiry proceeds by examining these beliefs. How, then, does
Aristotle determine when such an examination has produced satisfactory results?
What is the objective of ethical inquiry? The remarks already referred to in NE
I, 4 suggest the goal is to arrive at a grasp of what is evident without
qualification, and that this involves reaching the whys, explanations for the
starting beliefs. But if so, how are different possible explanations to be
assessed? In NE VII, 1 he indicates that the best explanation will preserve as
true as many as possible of the widely held beliefs, and the authoritative
beliefs, canvassed at the outset, but also explain the conflicts found among
the starting beliefs (NE, 1145b 3–7).
Aristotelian Method and Conservatism in Ethics
It might be suggested that this view about the objective of
ethical inquiry has rather conservative tendencies. It constrains ethical
theory to retain as many as possible of the widely held and authoritative
beliefs existing prior to the inquiry. In this respect, Aristotelian ethics
might seem to differ in outlook from the position of classical utilitarians
such as Bentham and Sidgwick whose aim was to put ethics onto a scientific
base, providing a scientifically reliable method for determining what to do.
For them it was possible that the method, once discovered, might lead to
large-scale revisions of practice.
But the degree of conservatism implied by the Aristotelian
method will in fact depend on the nature of the preexisting beliefs. Given a
high degree of uniformity among these beliefs, then the method suggests that
the theory should at most explain those beliefs, and thus confirm them. Take an
example from applied ethics. Suppose that in medical practice there is
widespread agreement about the importance of informed consent from patients,
then the Aristotelian will simply expect ethical theory to explain that belief
and will reject any theory that suggests the belief is false.
However, the method need not be particularly conservative in
those areas where there is widespread disagreement. In such cases, it will
allow the theory to reject many people’s beliefs and in that respect be highly
revisionary. A practical example might be the problem of abortion where some
believe it to be wrong in all circumstances, some believe it to be permissible
in all circumstances, and there is a huge variety of beliefs held along the
spectrum between these polar positions. In such a case, the Aristotelian method
might expect ethical theory to vindicate only a small proportion of the beliefs
held. (Some might suggest that Aristotle’s defence of the importance of virtue
in eudaimonia is another example of radicalism permitted by his method.) A
different case might be where two widely held beliefs clashed, as when it is
found that there is a quite general gap between the moral beliefs we assert and
those we express in practice. A practical example might be the gap between widely
expressed views about the horror of homelessness being found among people who
do not take the homeless into their spare rooms. In this case, an ethical
theory might highlight the conflict as well as leading to the vindication of
either the asserted belief or the practice. In all these sorts of cases, then,
Aristotelian method can support quite large-scale ethical change.
Aristotelian Ethical Theory: Eudaimonia, Human Nature,
and Virtue
If these are the principles governing his examination of
ethical issues, how does he apply them to his two central questions? What
follows will explore how he develops a conception of eudaimonia that appeals to
a conception of human nature and how he then develops an account of virtue that
can show how the life of virtue is a life of eudaimonia.
Before turning to the detail, brief comment can be made on
the general sort of ethical theory Aristotle advances. What has been said
already indicates that Aristotelian ethical theory is a virtue theory, and it
is there that its greatest relevance to applied ethics may be found. However,
three other general features of the theory can be noted. First, it incorporates
an objective conception of the ultimate good at which a human life should aim.
Second, the theory is eudaimonist. Aristotle holds that the ultimate good at
which a life should aim is eudaimonia, or happiness. This does not mean that
the agent should aim at eudaimonia in every action. Virtuous action has its own
distinctive motives. But eudaimonia is the point of life. A life goes better to
the extent that it realizes eudaimonia and less well insofar as it diverges
from this ultimate good. Thus explaining the relation between virtue and
eudaimonia provides a reflective justification of the virtuous life. The
conception of the virtues is constrained by this feature of Aristotle’s theory.
In the end, if virtues are valuable, this can only be because they play a role
in achieving this eudaimon life (though Aristotle also allows that “every
virtue we choose indeed for themselves” (NE, 1097b 2–3)). So it must be
possible to provide an account of what virtue is that reveals the way in which
possession of virtue contributes to the eudaimon life.
This second general feature also has repercussions for
applied ethics. For, since the virtues may figure in applications of the
theory, this eudaimonist constraint on what virtues are will have a bearing on
what acts the virtuous individual performs.
Third, Aristotle puts forward a perfectionist theory. He
holds that eudaimonia, the ultimate good, is achieved in a life that perfectly
realizes human nature. This aspect of the theory constrains both the account of
eudaimonia and the account of the virtues. Thus it too has repercussions for
applied ethics in the way that the second feature does.
Eudaimonia
Clarification of Aristotle’s views on eudaimonia requires
that something be said on several points. First, why did Aristotle think there
was such a thing as an ultimate good, which all agree verbally to be
eudaimonia? Second, to what English concept, if any, does this Greek concept
correspond? Of what is it that Aristotle is trying to produce a correct
conception? Third, the application of his favored method to the investigation
of the concept needs to be outlined.
The argument for an ultimate good
Aristotle’s argument for the existence of an ultimate good
begins from the observation that every (rational) action aims at some good. If
an objective is thought of as good, it will either be because it is
instrumentally good, it is chosen for the sake of some further good toward
which it contributes or because it is good in itself. So, when choosing what to
do, an agent’s reasoning must always end at some objective thought good in
itself, since instrumental goods always presuppose some further good. Aristotle’s
next move has been debated, but can be coherently construed as the conditional
claim that if there is some ultimate good at which we aim in all actions it
will be of no little importance to discover it (NE, 1094a 1–26). In other words
the fact that all our actions aim at objectives thought good in themselves
leaves open the possibility that there is a single ultimate good. Thus
Aristotle takes the argument to establish the point of investigating what the
ultimate good is. But the argument’s distinction between instrumental goods and
goods in themselves also leaves open whether the concept of an ultimate good is
such that its ultimacy consists in it alone, in some sense beyond all other
goods, being pursued for its own sake, or whether it can be ultimate while
being simply a composite of a group of noninstrumental goods (all equally
noninstrumental). In addition, therefore, this initial argument leaves open
whether there will turn out empirically to be just one concrete good for
humans, that which is worth pursuing, ultimately, in every (fully rational)
action, or a range of such goods, which fit together in such a way as to
constitute a unity.
On this interpretation, Aristotle’s initial supposition that
there is an ultimate good is only conditional (in various ways). He has not
even tried to show that it must exist. Reflection on human (rational) action
leaves open the possibility that there is such a thing and, if it exists, it
would be worth knowing. This is sufficient to motivate the inquiry. Subsequent
discussion, for example, the fact that all reach at least verbal agreement as
to what it is (eudaimonia), provides some additional support for its existence;
and the fact that the inquiry into its existence seems to be successful
constitutes further confirmation. So Aristotle does enough to show us that his
first key question, the investigation of eudaimonia, is worth pursuing.
What exactly is it that Aristotle investigates once he has
established that Greeks in general agree that the ultimate good is eudaimonia?
The most authoritative translations agree on the translation ‘happiness.’ This
reflects the need for a concept that many see as an ultimate goal, but about
whose actual content there is disagreement.
Aristotle’s method and preliminary inquiry into
eudaimonia
How, then, does Aristotle apply his method, described above,
to the initial investigation of eudaimonia, or happiness? Aristotle begins his
inquiry, in NE I, 4, by considering views as to its content that have been held
by the wise or the many. These constitute the “that,” the initial beliefs that
require examination.
Of these views, several are swiftly dismissed, namely the
idea that it is a life of pleasure, or one that achieves honor, or one in which
the agent becomes wealthy. Wealth is only a means to an end, the value of honor
depends on who bestows it, and the life of pleasure is not the ultimate good
for humans; such a life is more suited to beasts. Two possibilities are left:
that it is an active life of practical virtue in which courage, justice, and so
on are fully exhibited, or that it is a life of intellectual excellence
involving contemplation or deep reflective understanding (NE, 1095b 14–1096a
10). This would presumably be the type of life that fully satisfies man’s
natural desire to know (MP, 980a 21).
These rapid dismissals of some popular views may seem
contrary to what the method requires. But his subsequent discussion of
pleasure, honor, or wealth allows that each has some relevance to eudaimonia.
Thus he follows his method in seeking to preserve as much as possible from the
initial starting points.
In sum, Aristotle seeks an account of eudaimonia that
explains the widely held verbal agreement that this is the ultimate good but is
also able to accommodate as much as possible of the variant beliefs as to what
it substantively consists of. This is just what his method requires.
In NE I, then, his method has left him with two rival
conceptions of eudaimonia (the active life of practical virtue and the
contemplative life). Their relation has been an important matter in the
scholarly interpretation of Aristotelian theory. For present purposes, the
focus is on the active life of practical virtue, as more crucial to applied
ethics, and Aristotle’s reasons in NE I–IX for thinking it constitutes an
eudaimon life. If it does, then Aristotle will have answered both his central
questions: he will have identified eudaimonia and shown that the virtuous life
does pay. To answer his questions in this way, he needs to explain the
connection between the eudaimon life and the life of virtue. He achieves this
by, first, producing an argument that illuminates the concept of eudaimonia
and, second, elaborating what practical virtue is in a way that shows how it is
connected with the concept so illuminated.
Eudaimonia and Aristotle’s Conception of Human Nature
The argument he produces to illuminate the concept of
eudaimonia concerns human nature. He argues that where a kind of thing has a
function, a good member of that kind is one that fully performs that function.
Thus if the function of a sculptor is to sculpt statues, a good sculptor is one
who sculpts statues properly (similarly, a good knife is one that cuts
properly). He then argues that human beings should be understood as having a
function. Their function is to actively exercise reason. Hence the human good
(eudaimonia) will be achieved by an individual who actively reasons properly
(NE, 1097b 22–1098a 18).
In other words, what a good X is depends on what kind X
belongs to, which is specified by reference to the function of things of that
kind. This is the argument that Aristotle implicitly relied on above in denying
that the life of pleasure is eudaimon, thus attacking a classical utilitarian
view.
Key aspects of this argument are, first, the claim that
humans have a function, and second, the claim that the human function is to
exercise reason. But do humans have a function? And if so, is that function the
exercise of reason?
Both questions require a detailed account of the argument,
which is only cryptically stated in NE. For present purposes, suffice it to say
that a possible response depends on understanding humans here in the light of
his general conception of natural kinds articulated in Physics, II. Very
briefly, Aristotle holds that a member of a natural kind possesses a nature, in
virtue of which it belongs to that kind, and in virtue of which it is the thing
that it is. (The nature constitutes the entity’s essence.) This nature plays a
particular role in explaining the entity’s behavior. Thus, for example, an
acorn has a nature that explains some of the changes the acorn can undergo,
those changes that it undergoes when it develops properly. In the acorn’s case,
these are the changes it goes through as it develops into a fully grown oak
tree, the sort of tree that best sustains the species. The nature of the acorn
explains these changes teleologically. The idea is that the nature of the acorn
is constituted by a particular set of potentialities. (These are a subset of
all the acorn’s potentialities, a subset of the ways in which an acorn can
change.) When the acorn realizes these potentialities it behaves as a good
member of the kind. It is in this sense that those changes are explained
teleologically. It is also in this sense that an acorn can be thought of as
having a function. Its function is to realize that special set of changes that
are explained teleologically. And this provides the link to good acorns (as in
the case of the sculptor). Good acorns are those that perform their function.
This is the sense in which Aristotle thinks of humans as
having a function, such that good humans perform that function properly. A
human being has a nature. This nature explains some of the changes that a human
undergoes, those changes he undergoes when he develops properly, once again
those that contribute to the persistence of the species. Aristotle identifies
those changes as the ones that occur in a cycle of development in which the
potential for reason is fully realized. How does Aristotle identify this as the
key human characteristic? He relies on an analysis of empirical observation. He
identifies the nature of the key developments that must take place in a human
if that human is to contribute optimally to the persistence of the species. (The
phenomenon Aristotle observes and seeks to explain is that of a stable
eco-system, and his analysis of natural kinds accounts for their behavior
within that framework.) Thus his claim is that the cycle of development that a
good human goes through is one in which the power of rationality is developed
and exercised fully.
In the NE, only the bare bones of the argument are
presented. Furthermore, the conclusion that the good human life involves the
full exercise of rationality is not elaborated. In fact, unpacking what it
means for a life to be fully rational will be a complex matter. This is
unsurprising since the human case is that of the most complex natural kind, so
the account of human nature needs to be correspondingly more complex. Aristotle
indicates a little more about these complexities in Politics (1252a 1–1253a
39). There he argues that human nature is such that the full realization of the
human function can only take place in a polis. The basic reason for this is
that humans are a gregarious species (like bees), hence their proper
development involves projects shared in common. Some remarks here also gesture
toward the way in which some of these shared projects involve the realization
of the potential for reason.
However, the point at this stage is that a defence can be
offered of the key claims in Aristotle’s argument here and thus of his
conception of human nature. This in turn provides a defence of his view that
the human good must be elaborated through attention to this conception of human
nature, and so the view that eudaimonia must consist in a life which fully
realizes the potential to exercise reason. Eudaimonia is linked to reason, so
the life of practical virtue can be shown to be eudaimon if it can be shown
that practical virtue requires the full exercise of rationality.
The nature of practical virtue
After the initial attention to eudaimonia in NE I, Aristotle
examines both what virtue is and the nature of particular virtues. Contrary to
Socrates in Plato’s Meno, Aristotle approaches the question of what virtue is
by considering first how virtue is acquired. In what follows, the same order
will be adopted.
The acquisition of virtue
“Neither by nature, then, nor contrary to nature do the
virtues arise in us; rather we are adapted by nature to receive them, and are
made perfect by habit.” Thus Aristotle summarizes how the virtues are acquired
(NE, 1103a 23–26). If the virtues are to constitute the realization of human
nature, they must be, in a sense, in accord with human nature. But this aspect
of the realization of human nature requires a particular kind of external
intervention. (The virtues will not simply develop, in normal circumstances,
unless prevented.) So Aristotle, in noting that they do not arise by nature,
accepts that they are artificial, in a sense, and this is because they cannot
develop unless the agent’s behavior is initially appropriately guided by
others. At a later stage in development, the agent may become capable of
training himself, getting himself to do the right thing (in cases where he
lacks the virtuous disposition and so has to be strong-willed).
When he talks of the role of habituation in virtue
acquisition, Aristotle has in mind something more complex than the conditioning
of a child’s behavior. To have a virtue is not a matter of having the mere
habit of behaving in a certain way, a conditioned behavioral response brought
about through (guided) repetition. As Aristotle describes it, habituation
involves guidance, and may involve repetition, but crucial in his analysis is
the role of practice or behavior. And habituated practice plays a critical role
in the acquisition of the true beliefs required for virtue (as well as the
right kind of desires).
For Aristotle there are several stages of habituation that
an individual must go through if he is to acquire virtue. Reflection on NE, I,
3-4 indicates that the acquisition of virtue involves grasping first the “that”
and then the “why.” Thus this process of habituation appears to run in parallel
with what a student must go through in preparing for and then studying ethics.
Granted this distinction between grasp of the “that” and the
“why,” there are at least three stages that the young must go through in
acquiring the “that.” First a student must learn that a certain type of
behavior is required in particular circumstances. In the young, in particular,
this is learned from others. Thus in NE II, 1 Aristotle emphasizes the
importance of all who play a role in guidance, including legislators, parents,
and teachers, for example. But to know the “that” in this sense is merely to
have acquired the information that one’s parents, say, believe this is the
courageous thing to do. At this stage, the child believes this is the right
thing to do merely because it is what those she trusts advise her to do.
But to believe the “that” in the strong sense is to have
grasped that this is the right thing to do for oneself, through coming to enjoy
it properly. There are two further stages of habituation here, first coming to
enjoy the required act, as opposed to doing it because instructed by others,
and then coming to enjoy it properly, where one appreciates what it is in the
action that is truly enjoyable. Critical to the second stage is action. The
child, in the example, must actually do what her parents advise her to do as
the courageous act. Only through action can the child come to see for herself
that this is indeed the courageous act. This kind of knowledge can only be
acquired through trying the activity and coming to enjoy it (which may require
repetition). It is in this aspect of habituation that practice has been said to
have cognitive powers. The process of seeing for oneself “that” an action is
the right thing to do goes hand in hand with learning to enjoy doing it.
The last stage in which the student appreciates what it is
about the action that is properly enjoyable must be closely related to a
further stage in the development of virtue, namely the point at which something
is grasped of why the action is virtuous. This reflective understanding must
also be at least part of what is acquired through the study of ethics, but it
would seem that it might well contribute to an appreciation of exactly what it
is in right action that is truly enjoyable. If so, the grasp of the “that” in
this way will overlap with the grasp of the “why.”
However, the main point here is that the role of habituation
initially is to enable the young to grasp for themselves the “that” regarding
virtue, a requirement of truly virtuous behavior. Once that stage is attained,
a second stage, the grasp of the “why,” becomes possible. This stage is
necessary if the agent is to have a reasoned understanding of virtuous action.
This may involve both a full appreciation of why a particular act is required,
as virtuous, in the relevant circumstances, and an ability to grasp fully the
relation between practical virtue and other key concepts, such as eudaimonia.
The definition of virtue
Aristotle offers the following definition of virtue:
“Virtue, then, is a state of character concerned with choice, lying in a mean,
i.e. the mean relative to us, this being determined by a rational principle,
and by that principle by which the man of practical wisdom would determine it.”
(NE, 1106b 36–1107a 2). This, then, is the condition that arises, first, from
habituation: the practice of right action, guided (initially) by good parents,
teachers, and law; and in due course, from reflection on the “that” that has
been established through habituation. What kind of condition is Aristotle
describing?
First, virtue is a state of character (hexis). This is a
settled disposition of the mind that disposes the agent to act in certain ways
when circumstances arise to which that state of character is relevant. It is a
state of character concerned with prohairesis, a technical term in Aristotle’s
analysis of action, better translated as “preferential choice” to mark that. So
preferential choice must be explained.
Children do not make preferential choices, though they act
hekousios (intentionally). A child is capable of originating action through
possessing both a desire and the relevant correct beliefs, and this is all that
is necessary if the child is to act hekousios. But the desires of children are
not preferential desires, the sort of desires that lead to preferential
choices. Such desires are formed in the light of deliberation as to how to
attain goals, where those goals reflect a conception of the good. Children, as
humans in whom rational powers are not realized (though those powers may be in
the course of realization), lack such a conception of the good. They are
subject only to passing desires. Thus to make a preferential choice, it is
necessary not only to act on a desire and a belief, but to act on a desire that
derives from a conception of the good. The virtuous person has a settled
disposition of the mind to make preferential choices.
But the vicious also make preferential choices, so the
definition specifies more about the state of character of one who makes
virtuous choices. The virtuous state of character lies in a mean relative to
us. What this entails is that the agent’s passions, or emotions, are
appropriate, so as to give rise to actions that are appropriate in the
circumstances. The doctrine of the mean does not concern moderation, but
appropriateness. And it focuses on both the motivating condition of the agent
and the actions that result. In places Aristotle seems to suggest that the
emotions are primary (NE, 1105b 25–26; NE II, 6). In the case of each virtue,
Aristotle envisages a scale of emotional response such that there are vices
corresponding to inappropriate emotions and a virtue corresponding to the
appropriate emotional condition (NE, 1105b 30–1106a 2; 1106b 18-23). Thus, for
example, there is a scale of emotional attitudes to sensual pleasure. At one
extreme, there is undue desire for such pleasure; at another there is undue
indifference. These emotional conditions are associated with vices of
self-indulgence and asceticism. But there is also an appropriate kind of
emotional condition on this scale, possessed by the self-controlled individual.
These mean conditions involve the agent forming true beliefs about the
circumstances he faces and responding with appropriate emotion, which will lead
him to make appropriate choices. Thus the virtuous state of character will be a
settled state of beliefs and desires, lying in a mean so as to lead to
appropriate preferential choices and action.
Ethical virtue, the rational principle, and phronesis
Aristotle next suggests that this mean state of choice and
character is determined by a rational principle, that by which the person of
practical wisdom (phronimos) would determine it. This is a crucial aspect of
the definition since this is the point at which he suggests that practical
virtue is a state of character involving the exercise of reason. Reason must
enter into the mean state in several ways. First the agent must be disposed to
form rational beliefs about the circumstances he encounters. Reason will enter
into belief formation so that the agent forms those beliefs best supported by
the evidence he has. But reason will also enter the emotional condition of the
virtuous agent in that his motivational desires will reflect a reasoned
conception of the good. When belief and desire are rational in this way, the
agent makes the judgements that would be made by the practically wise person,
and acts on them.
To explain further, consider how the acquisition of virtue
leads to this state of mind. Aristotle envisages children as capable of acting
on beliefs and desires, but not yet on rational beliefs and desires.
Habituation enables a child to form more reasoned judgements as to what is
worth pursuing and to develop desires that reflect those judgements. In due
course the child will not pursue passing objectives simply conceived of as
satisfying desires, but as good. The next stage will be for him to form a
reasoned conception of what is overall worth pursuing, in the light of the
preliminary view of what is worthwhile. The reasoning here involves comparative
judgements: seeing that various objects are worthy of pursuit as good in
different respects, and making judgements about their comparative worth, thus
reaching a reasoned conception of the good. (Clearly the degree of reasoning
here can be more or less full, depending on the extent of the comparative
judgements made.) At the same time as these developments occur, motivational
states will need to develop in such a way that the agent desires those objects considered
good, a process in which the agent’s desires come into line with his conception
of the good. The result will be fully rational desires.
This account of the role of reason in virtue is further
complemented by attention to the nature of phronesis, practical wisdom that
determines the principle on which the virtuous agent acts. Phronesis is an
intellectual virtue, defined in NE, VI, 5 as “a true and reasoned state of
capacity to act with regard to the things that are good or bad for man.” In NE,
VI, 7 Aristotle then explains that it is the mark of the practically wise to
deliberate well, “but no one deliberates about things … which have not an end
which is a good that can be attainable by action.” In other words, practical
wisdom is the intellectual virtue that enables the agent to arrive at a
reasoned comparative conception of the good, a feature of moral virtue already
referred to. It is also the rational faculty that enables the virtuous agent to
work out correctly what to do on particular occasions in the light of that
conception of the good (to calculate properly so as to reach the correct
preferential choice). It thus involves: reasoning about universals, reaching
generalizations about what is worthwhile pursuing in life (making a comparative
conception of the good), and forming rational beliefs about particulars, all
the variables of individual situations.
Particular virtues
Having provided this definition of generic virtue, Aristotle
now argues that each of the particular virtues, or each state of character
widely believed to be a virtue, can be analyzed as conforming to that
definition. His account of virtue must conform adequately to widely held
beliefs as to what the virtues are. Thus he claims that courage, self-control,
justice, and so on are states of character constituted by relevant sets of
rational beliefs and desires. Each is associated with both a particular focus
within an overall conception of the good (certain rational beliefs), and a
scale of emotional response (relevant rational desires). The approach can be
indicated by briefly outlining one of the virtues Aristotle analyses,
temperance.
The focus of temperance (self-control) is certain physical
pleasures, in particular the pleasures that involve touch: pleasures of food,
drink, and sex. Thus the relevant emotional scale is that of desire for these
sorts of pleasures. In this area, then, virtue involves having an appropriate
conception of the value of food, drink, and sex, and pursuing it accordingly.
What counts as appropriate can be explained by noting that it is perfectly
natural to find food, drink, and sex pleasant, but that it is possible to
pursue them to excess: either excessive pursuit of food, for example, quite
generally, or excessive pursuit of particular tastes in food, for example a
craving for chocolate. The other vice, enjoying such physical pleasures less
than one should, is very rare, though the phenomena of rejecting wholesale
certain types of food (e.g., vegetables), or excessive dieting, may now be more
common examples. The self-indulgent are further marked by being pained when
their excessive appetite is not satisfied, while the temperate agent enjoys
consuming just the right amount of food or drink.
The self-controlled person illustrates the reasoning that
the virtuous agent engages in. She will have true beliefs about the value of
pursuing the sensual pleasures of food, drink, and sex, desires that correspond
to those beliefs, and correct beliefs about particulars relevant to each
decision. She will then make rational choices whenever self-control is at
issue.
Full virtue and the unity of the virtues
Aristotle’s account of virtue is very demanding. It holds
that one cannot possess any of the virtues fully without possessing all of them
fully. Aristotle makes this clear in his discussion of practical wisdom in NE
VI, illuminating the key role of judgement in virtuous character. To possess
any virtue fully the agent must be capable of exercising practically wise
judgement in the area of concern relevant to that virtue. But to exercise wise
judgement in any area of concern, the agent must be fully practically wise, and
full practical wisdom is not itself possible without the possession of all the
virtues (NE, 1144b 1–1145a 11). Although each virtue has its own evaluative
focus, those areas of focus are not hermetically sealed. Courage is not
possible without justice or else one may face fear to pursue unjust objectives.
The virtues form a unity because guided by phronesis, which involves an overall
reasoned conception of the good, enabling wise judgement on every occasion. To
the extent that such correct judgement in all areas is an unattainable ideal,
the fully virtuous life is an ideal, but of course it is worth striving to live
a life as close to the ideal as possible.
Virtue, reason, and eudaimonia
How does this discussion of virtue bear on Aristotle’s main
questions? He articulates and defends a definition of virtue (as a genus) such
that the practical virtues are states that would be exhibited by a
(practically) rational human being (NE, 1106b 36–1107a 2). The virtuous agent
must have rational beliefs about the facts of particular circumstances faced, a
reasoned conception of the good, and emotional responses that reflect that
conception of the good. She will lack rogue desires that might distract her
from pursuit of that good. Since he has argued that the life of reason is the
eudaimon life, this account of virtue shows that the practical virtues are
indeed those characteristics that would produce eudaimonia.
Eudaimonia, Pleasure, and External Goods
Aristotle’s method requires him to preserve widely held
beliefs, so he aims to incorporate within his theory the views of many that
pleasure, wealth, political power, a good family, and friendship have a role in
a eudaimon life.
Though Aristotle dismisses the life of pleasure as
constitutive of eudaimonia, he shows that it can be incorporated within his
account by analyzing its nature (NE, VII, 11–14 and X, 1–5) in such a way that
the life of virtue will turn out to be pleasant. For Aristotle, pleasure is not
a uniform category, rather distinct pleasures are taken in distinct activities:
“to each man that which he is said to be a lover of is pleasant” (NE, 1099a
7–10). There is in effect a hierarchy of pleasures, their value depending on
the activity they are associated with. Thus the truly virtuous take pleasure in
virtuous actions (NE, II, 3). Pleasure is a mark of a person’s character,
rather than being a goal in itself.
Aristotle expresses the following general view about
external goods: “Some must necessarily exist as conditions of happiness, and
others are naturally cooperative and useful as instruments” (NE, 1099b 27–29).
Thus one would expect there to be such a role for any of these goods within the
life of virtue.
Wealth is necessary to satisfy the basic needs of life,
food, shelter, cures for illness, education, and so on. But beyond that it
affords leisure for sharing in communal activities – discussion, drama, and so
on – which contribute to the development of the powers of reason. And material
resources may be necessary for the exercise of certain virtues, generosity, for
example.
Good family aids habituation in the acquisition of virtue.
More broadly, it supports the emotional development necessary if a young person
is to share in the communal activities that contribute to the development of
practical rationality.
The value of political power lies in the fact that such
power provides an opportunity to exercise practical reason, making laws that
will help citizens become good through habituation (NE, 1103b 3–6). Thus it is
desirable, from this point of view, that all citizens have a turn in exercising
power.
For Aristotle, there are three categories of friendship, and
between them they cover most of the range of social interactions. However, his
paradigm category is virtue friendship, in which two people enjoy each other’s
company in virtue of their good character. Friendship between the virtuous is
perfect friendship, and the other two categories are analogous to virtue
friendship. These other categories are relationships formed for the sake of
pleasure, for example a relationship in which two people enjoy each other’s
humor, and those formed for the sake of utility, for example a commercial
relationship between a consumer and a market-stall holder.
But if the eudaimon life is an active life of virtue, it
does not seem, on the face of it, to require friendships. So how can Aristotle
show the value of friendship within his theory? Aristotle’s remarks on the
close proximity of friendship to justice are suggestive. The value of both
friendship and justice lies, at least to a degree, in the fact that a human can
only realize his nature in a polis, a community governed by justice. The
exercise of rationality involves, in various ways, shared projects (Pol., 1253a
7-18). And friendship, like justice, is the cement that holds the requisite
communities together. Friendship, then, facilitates the individual’s
realization of his potential for rationality, and thus his achievement of
eudaimonia (NE, 1155a 5–28).
Prominent Features of Aristotelian Ethical Theory
Some general features of the Aristotelian approach to ethics
can now be noted. First, in focusing on eudaimonia Aristotle makes the shape of
life as a whole central to his ethical perspective. His key question is what
sort of life a human being (with human essential powers) should live. Thus
practical virtues are characteristics an agent needs to develop if a human life
as a whole is to have the shape required for eudaimonia. The virtues constitute
a unity because a eudaimon life will constitute an integrated unity. This can
be contrasted with an approach that makes acts directly the central focus. Thus
some forms of consequentialism try to develop a method to determine what act to
perform at any given time or rules governing kinds of action to perform in
relevant circumstances. The Aristotelian perspective does have implications for
action. Virtues must be displayed in action. But acts cannot be evaluated
individually, or by reference to rules; what matters is the character of the
agent that leads to action.
Second, the Aristotelian approach is embedded in a theory of
moral psychology. Aristotle’s theory of virtue depends on a theory of
intentional action and preferential choice within which it can be explained how
virtue is a condition in which reason governs desire. This explains why the
virtuous person will regularly make virtuous preferential choices, leading to
the acts characteristic of that virtue. This can be contrasted with some
rights-based, duty-based, or consequentialist theories of ethics which appear
to pay little attention to moral psychology, and thus make it hard to see how,
exactly, considerations of rights, duties, or consequences enter into an agent’s
practical reasoning.
A third significant feature of Aristotle’s approach is his
emphasis on reason in ethics. Rationality enters into his scheme in two ways.
At one level, Aristotle seeks a rational basis justifying certain widely held
ethical beliefs about the nature of eudaimonia and the importance of behaving
virtuously. Thus he develops an account of the key concepts, eudaimonia,
virtue, and human nature, which reveals their conceptual connections. But that
account in turn demonstrates the role of reason in practical deliberation about
specific acts, since a virtuous state of character is one in which desires are
rationally ordered, and that leads to acts in line with rational preferential
choices. This can be contrasted with a Hobbesian or Humean view of desires.
Finally the Aristotelian approach is based on a
distinctively teleological conception of human nature within which humans have
a goal, and thus can flourish to the extent that they achieve that goal, namely
exhibiting rationality. This implies that humans are perfectible, they can
change for the better, by realizing their potential to be rational (or for the
worse, by realizing their potential to be irrational). Their nature is not, in
this sense, unalterable. Again Hobbes’ view of humans, as (unalterably)
desire-satisfaction machines, constitutes a contrast.
Aristotelian Ethics and Applied Ethics
What significance, then, does Aristotelian ethical theory
have for applied ethics? In what follows, a distinction will be made between
direct and indirect implications of the theory. The direct approach considers
Aristotle’s theory as a virtue theory, and asks how, if at all, that theory can
be applied. A virtue theory, here, holds that the right action in any
particular case is that action that the virtuous agent would perform.
An indirect approach examines the way in which specific
views, such as the account of human nature, or of eudaimonia, or his view of
the relation between individual flourishing and the polis, might have a bearing
on specific questions in applied ethics.
Direct Implications for Applied Ethics
If Aristotelian ethical theory is considered as a virtue
theory, then there have been both positive and negative interpretations of its
implications for practice. In discussing these views, it is necessary to bear
in mind Aristotle’s methodological remarks on starting points, satisfactory
results, and precision in ethics, as well as the specific nature of his account
of the virtues and their role in deliberation.
Negative views of the practical implications of
Aristotelian theory
As noted, one view holds that Aristotle’s ethical theory has
no implications for applied ethics. This is because Aristotle is understood as
requiring that students able to benefit from the study of ethics must already
have true beliefs as to what action is required in any particular circumstance.
In other words, an appropriate student will already be disposed to make all the
right choices in the hum-drum decisions of daily life, as well as being clear
what to do in the more dramatic cases discussed in medical, business, media,
and environmental ethics texts. Furthermore, if a person’s upbringing has
disposed her to make the wrong choices on occasion, no amount of reflection
will change her.
A rather similar claim has been made by some writers on
applied ethics. In their view, applied ethics courses are pointless since moral
behavior depends on training, not reflection. Advocates of such a position hold
that there is no difficulty telling right from wrong, the only difficulty is
getting oneself to act on one’s knowledge. Such a claim is surprising given the
disputes over abortion, euthanasia, and whether it is ever appropriate to cease
treating, or feeding, persistent-vegetative state-cases, to take just some areas
of dramatic applied controversy.
We have seen above that on the grounds both of common sense
plausibility and of textual analysis, this is not a plausible reading of
Aristotle’s attitude to applied ethics. Aristotle does argue for the importance
of habituation in the acquisition of virtue. But his analysis is consistent
with that process providing potential students of ethics with a preliminary
grasp of the distinction between right and wrong, which can develop through
ethical reflection into a richer conception of what each virtue is and of the
overall good to pursue in action. Reflection can lead to changes in practice.
Assessment of the negative view also depends in part on the
scope of applied ethics. So far in this section it has been assumed that the
purpose of applied ethics is to provide guidance at least (and perhaps answers)
for specific ethical problems. But it might be held that the study of applied
ethics involves not merely grasping what to do, but fully appreciating why such
actions are worth doing. If so, even on the implausible proposed interpretation
Aristotelian ethics can contribute to applied ethics. For on this account the
study of ethics will provide the “why,” the deeper reflective justification for
all the particular acts performed.
Positive views of the practical implications of
Aristotelian theory
But if Aristotelian ethical theory does not merely provide a
deeper understanding of the value of the good life for those who are already
good, in what way can the ethical reflection it involves change the student of
ethics, and how can this bear on applied ethics?
As a virtue theory, Aristotelian ethics suggests that the
right action will be that which is virtuous in the circumstances. But if
Aristotle were only to claim, as some suggest, that the virtuous act is that
which the practically wise person (phronimos) would perform, and that the
practically wise person is simply one who has all the virtues, his position
would be uninformatively circular. However, it has already been seen that
Aristotle offers a much richer account of virtue than this implies. So how
helpful is that account?
Suppose that the student of ethics merely begins with the
true beliefs that some acts are right, others wrong, then the first effect of
Aristotelian ethics will be that the student will conceive of practical
problems in terms of the concepts of virtue and vice. His question is now not
merely what action is right or wrong, but what is courageous as opposed to
cowardly or rash, self-controlled as opposed to self-indulgent or ascetic.
Using all these virtue concepts will itself shape the problem, and thus the
factors that he takes into account in reaching a decision. Consider, for
example, a patient reflecting on euthanasia. Suppose that instead of asking whether
it is right or wrong he considers whether it would be a brave, rash, or
cowardly act, in the circumstances, and whether it would be just or unjust.
Thinking in these terms forces the patient to address what, in these
circumstances, bravery and justice mean, and so what factors of the situation
must be attended to in order to determine what courage and justice here
require. This affects the features of the conception of the good in terms of
which the agent reasons. That conception here has the shape of what the
courageous or just person pursues (a shape quite different from that of
maximizing pleasure, for example).
But how much practical help does this really provide? A way
of thinking about specific problems has been offered, but does this method provide
any resources for determining exactly what to do? Once the agent has got as far
as deciding to be brave, how does he determine what bravery concretely
requires? Does the patient above simply rely on his pretheoretical conception
of bravery and justice, or does Aristotle’s theory add anything?
In brief, considerable further resources are provided
through the analysis of virtue and the particular virtues outlined above. These
suggest that a person of good judgement reflecting on what to do may attend to
what (in this case) justice and courage are, what virtue is, and what good
judgement (phronesis) itself is.
First, so far as a particular virtue is concerned Aristotle
shows that an account of justice, for example, need not simply endorse the
traditional views that justice involves returning what one owes, or that it
requires one to help friends and harm enemies. Justice is a matter of the
proportionate allocation of honor, money, and necessities for survival
(soterian), and the categories of friend, enemy, or creditor may not pick out
the crucial criterion of desert (NE, 1130b 1–5; 1131a 25–29). The account of
particular virtue, then (whether revisionary or not), elaborates the factors
the agent should attend to in deciding what virtuous action requires.
Second, the analysis has revealed that virtues are states of
characters involving true beliefs and appropriate desires formed in the light
of a conception of the good. So virtuous action requires attention to relevant
facts in the circumstances and motivation by desires reflecting that conception
of the good.
Third, the Aristotelian account casts further light on this
overall conception of the good by incorporating within ethical virtue the
intellectual virtue of practical wisdom, “a true and reasoned state of capacity
to act with regard to the things that are good or bad for man” (NE, 1140b 4–6).
The analysis of practical wisdom casts light on what an agent must do to form a
conception of the good. It is necessary to reflect on the beliefs formed through
habituation. Having learned to enjoy certain quantities of food and drink, for
example, or sharing goods in certain ways, or speaking the truth in certain
contexts, the agent can reflect on certain general claims about what exactly is
worthwhile pursuing as self-controlled, or just, or courageous, and how
different objectives fit together into an overall conception of the good.
Practical wisdom involves reaching a conception of the good through reflection
on beliefs formed about particular circumstances, and forming rational
preferential choices in light of it.
Putting these three ideas together, the rational agent may
choose what to do in light of his current analysis of what courage and justice
are, which will be reached through reflection on beliefs about courageous and
just acts formed through habituation. These conceptions of courage and justice
will in turn shape the conception of the good in light of which good judgement
is arrived at.
From a practical point of view, then, for the Aristotelian
the right thing to do is what the phronimos would do, but his theory gives
content to this by providing a detailed account of how to reach an overall
conception of the good, its relation to emotional responses, and habituation,
and its role in particular judgements. It indicates in some detail the
considerations which, given the definitions of virtues, are pertinent to
particular virtuous decisions. It points out the significance of correct
empirical beliefs about particulars, and rational desires, if good preferential
choices are to be made. Nonetheless, these outlines do not indicate a precise
method for reaching a judgement in each practical decision.
Consider again the agent deliberating about euthanasia. Thus
far the Aristotelian theory has provided a conceptual framework within which to
reflect on the issue. More than that, it has provided a precise account of
particular virtues, thus delineating the considerations that a just,
courageous, self-controlled agent would attend to in reaching a decision. To this
can be added the fact that the virtuous agent will exercise practical wisdom in
making the judgement. Yet this does not seem to determine the right action in
the way that certain utilitarian theories, say, might claim to do, by providing
a mechanism for working out exactly what to do.
Direct positive implications, precision, and casuistry
Here Aristotle’s remarks on method are relevant. Aristotle
held that the same degree of precision was not to be expected in ethics as in
areas of inquiry such as mathematics. One interpretation of this claim supports
the view that there is no simple answer to questions about the rightness and
wrongness of most sorts of actions. Thus it is unrealistic to expect a virtue
theory to do more than give a fairly precise account of the nature of the
person who will make virtuous judgements.
As the remarks in NE, V, 10 indicated it is a mistake to
think that a rule, or set of rules, can be provided that will accommodate all
the variety of considerations that practical decision making involves. However,
Aristotle’s remarks on casuistry also indicated how the practically wise agent
will deal with situations in which general rules break down. This further
supplements his account of the practically wise person’s overall conception of
the good. “When the law speaks universally, then, and a case arises on it which
is not covered by the universal statement, then it is right … to say what the
legislator himself would have said had he been present, and would have put into
his law if he had known” (NE, 1137b 19–24). This can be generalized to any case
where two general claims in the practically wise person’s conception of the
good conflict. Suppose he holds that it is generally worthwhile speaking the
truth, and generally worthwhile supporting friends, but these aims conflict in
the present case. Then it seems that the agent must reflect back on past cases
in which he spoke the truth, and those in which he supported friends, and
consider how the generalizations relate to those cases. This will indicate the
weight attaching to these principles in the past and so inform the judgement in
the present case.
On this interpretation of the Aristotelian view of applied
ethics, the aim should not be to specify exactly how to reach the right
decision on all occasions. No such set of guiding rules can be provided. What
is needed, in contrast, is the right framework for thinking about difficult
practical problems. That framework is to think as the phronimos would, but this
is not redundantly circular. Aristotelian virtue theory provides an adequately
rich framework, outlined above, to delimit fairly tightly the kinds of decision
that might qualify as correct.
Indirect Implications of Aristotelian Theory for Applied
Ethics
So far, Aristotelian ethical theory has been considered
simply as a virtue theory. But the nature of his discussion of the virtues
provides other resources that are relevant to debates in applied ethics.
Consider first Aristotle’s discussion of eudaimonia, or
happiness. This is a discussion of what is ultimately worth pursuing, so must
have some potential to affect practice. Recent work on happiness in welfare
economics and psychology confirms this, though much of it lacks awareness of
Aristotle’s profound contribution. His conclusion here is complex, making the
relation of his discussion to practical issues more indirect. For if the life
of (practical and/or theoretical) reason is what is ultimately worth pursuing,
then it has to be pursued indirectly. For a rational life is itself one in
which rational goals are pursued, hence the eudaimon life will be pursued
(indirectly) by pursuing the goals of reason. Applied ethical questions will
then turn on the nature of the goals of reason, and that takes us back to the
decision making of the virtuous agent that has just been discussed.
Nonetheless, a discussion of the ultimate good must have
some bearing on the question of what the all-things-considered conception of
the good the virtuous agent will hold and thus the kind of judgements he will
make in specific cases. Aristotle’s discussion of eudaimonia is relevant here
at least in a negative way. For his observations about the importance of
pleasure, wealth, and honor (or public esteem) at least show that practical
decisions in business, or journalism, for example, which treat any of these as
ultimate goods, must be mistaken. His subsequent remarks about the actual place
of all three in a eudaimon life must also help shape the virtuous conception of
the all-things-considered good to be achieved by virtue.
A second aspect of Aristotle’s ethical theory may also have
an impact on the virtuous agent’s conception of the all-things-considered good.
This is the view that the full realization of human nature, necessary for the
living of a good human life, can only take place in a polis. Thus a courageous
agent will consider the value of defending the state in light of the fact that
the state is a prerequisite for any individual to flourish, and that some
states may be better constituted to promote individual flourishing than others.
Similarly, action in line with the virtue of distributive justice will reflect
the extent to which different distributions contribute to the flourishing of
the state and thus of each individual within it. These are still rather general
constraints. However, they will affect decisions in particular practical cases.
Thus ethical problems in business, for example questions concerning the purpose
of business, as well as issues concerning pay and responsibility in business,
will need to be considered in light both of what constitutes happiness and of
the fact that an individual flourishes fully in a flourishing society.
This second aspect is developed in some detail by discussion
of friendship. The analysis of virtue friendship has direct practical
implications for any agent’s conception of a good life. In addition, the wider
discussion of good social interactions has clear implications for business
ethics and perhaps ethical issues in the media, such as the importance of
privacy and honesty.
Finally, Aristotle’s conception of human nature, as a set of
potentialities realized fully in a life of reason, is relevant to various
issues in medical ethics and may also be important in business ethics. On the
medical side, Aristotle’s picture of human nature will be relevant to
determining both the nature of human health and illness and the quality of a
life affected by ill-health.
On this picture, illness of any sort will consist in states
which incapacitate the realization of essential human potential. Such an
account can contribute to the clarification of the concept of mental illness,
thus providing a clearer view on the ethical issues that arise in psychiatric
treatment. So far as quality of life is concerned, the account suggests that
the current quality of a particular life will depend on the extent to which the
agent is able to exercise those capacities whose exercise is involved in the
living of a fully rational life. Such a perspective highlights the significance
of mental health for quality-of-life assessments, as well as the extent to
which physical incapacities prevent the agent from pursuing significant
rational plans.
Furthermore, the Aristotelian picture of a human as a set of
essential potentialities, whose good is found in the fully rational life that
realizes those potentialities, is relevant to debates about abortion,
euthanasia, and the treatment of animals. For it provides a picture within
which these essential potentialities (which make a member of the species human)
are fundamental in ethical reflection. This challenges the idea that for these
issues personhood is what matters, not membership of the human species.
Conclusions
Aristotelian ethical theory provides two kinds of resource
for applied ethics. As a virtue theory, it provides a framework for conceiving
specific applied problems and, within that framework, offers fairly tight
constraints on what might count as the right judgement in each case. However,
it suggests that specific problems may involve too many variables for there to
be any precise mathematical calculus available to determine what to do on each
occasion. It can nonetheless allow that on each occasion of judgement there is
a single correct course of action.
In addition to the central notion of a virtue theory,
Aristotelian ethics provides some additional considerations that can be made
use of in approaching specific areas of applied ethics. Some of these feed into
the deliberations about the good that will inform the judgements made by a
virtuous agent. Others bear more indirectly on the reflections of such an
agent. Rarely will these general considerations determine precisely what must
be done in particular circumstances where they apply, in the absence of
attention to a detailed elaboration of all the particular features of those
circumstances. This is again consistent with the above remarks on precision.
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